Flaherty ETF Insiders
| DFP Etf | USD 20.67 0.28 1.37% |
Flaherty employs about 14 people. The company is managed by 9 executives with a total tenure of roughly 99 years, averaging almost 11.0 years of service per executive, having 1.56 employees per reported executive. Discussion of Flaherty's management performance can provide insight into the ETF performance.
| Bradford Stone President Chief Financial Officer, Vice President, Treasurer |
| Morgan Gust Director Lead Independent Director |
Flaherty | Build AI portfolio with Flaherty Etf |
Flaherty Workforce Comparison
Flaherty and Crumrine is rated below average in number of employees as compared to similar ETFs. The total workforce of Asset Management category is currently estimated at about 207. Flaherty holds roughly 14.0 in number of employees claiming about 7% of ETFs in Asset Management category.
Flaherty Insider Trading
Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Flaherty insiders, such as employees or executives, is commonly permitted as long as it does not rely on Flaherty's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Flaherty insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
Bradford Stone over two months ago Acquisition by Bradford Stone of 100 shares of Flaherty at 23.9 subject to Rule 16b-3 | ||
Bradford Stone over three months ago Insider Trading | ||
Morgan Gust over six months ago Insider Trading | ||
Bradford Stone over six months ago Acquisition by Bradford Stone of 2500 shares of Flaherty at 19.5 subject to Rule 16b-3 | ||
Crumrine Donald F over six months ago Acquisition by Crumrine Donald F of 3500 shares of Flaherty at 21.5223 subject to Rule 16b-3 | ||
Crumrine Donald F over a year ago Insider Trading | ||
Bradford Stone over a year ago Acquisition by Bradford Stone of 2400 shares of Flaherty at 20.376 subject to Rule 16b-3 | ||
Bradford Stone over a year ago Insider Trading |
Flaherty Notable Stakeholders
A Flaherty stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Flaherty often face trade-offs trying to please all of them. Flaherty's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Flaherty's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
| R Chadwick | Chairman of the Board, President, Chief Executive Officer | Profile | |
| Bradford Stone | Chief Financial Officer, Vice President, Treasurer | Profile | |
| Chad Conwell | Chief Compliance Officer, Vice President Secretary | Profile | |
| Morgan Gust | Lead Independent Director | Profile | |
| Karen Hogan | Independent Director | Profile | |
| David Gale | Independent Director | Profile | |
| Linda Puchalski | Assistant Treasurer | Profile | |
| Roger Ko | Assistant Treasurer | Profile | |
| Laurie Lodolo | Assistant Compliance Officer, Assistant Treasurer, Assistant Secretary | Profile |
About Flaherty Management Performance
The success or failure of an entity such as Flaherty and Crumrine often depends on how effective the management is. Flaherty management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Flaherty management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Flaherty management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Flaherty Crumrine Dynamic Preferred and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Flaherty Crumrine Incorporated. The fund invests in the public equity and fixed income markets across the globe. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in investment grade securities consisting of preferred securities and other income-producing securities issued by companies which include traditional preferred stock, trust preferred securities, hybrid securities that have characteristics of equity and debt securities, convertible securities, subordinated debt, and senior debt. Flaherty Crumrine Dynamic Preferred and Income Fund Inc. was formed on May 23, 2013 and is domiciled in the United States.
The data published in Flaherty's official financial statements typically reflect Flaherty's business processes, product offerings, services, and other fundamental events. However, there are additional fundamental indicators that are easier to understand and visualize along the underlying realities that are driving Flaherty's quantitative information. For example, before you start analyzing numbers published by Flaherty accountants, it's essential to understand Flaherty's liquidity, profitability, and earnings quality within the context of the Financial Services space in which it operates.
Other Information on Investing in Flaherty Etf
Flaherty financial ratios help investors to determine whether Flaherty Etf is cheap or expensive when compared to a particular measure, such as profits or enterprise value. In other words, they help investors to determine the cost of investment in Flaherty with respect to the benefits of owning Flaherty security.